* Please note: These changes are only to affect accounts held at TD Ameritrade. Any accounts held at Capital Group-American Funds will not be affected. 


Upcoming Webinar (July 12th at 5:30 pm ET): Join us for an upcoming webinar hosted by David Short where he will discuss the upcoming changes you should expect and answer any questions you might have involving the transition. Follow this link to register: https://attendee.gotowebinar.com/register/1614960912150267231.


The transition of all accounts from TD Ameritrade Institutional to Schwab Advisor Services is scheduled for Labor Day weekend, 2023.

Here's what you should know: 

  • Your relationship with your advisor will not change.
  • Schwab will automatically transfer your assets and holdings—there is nothing you need to do.
  • After the move, you will have access to Schwab Alliance, Schwab's secure online client portal. To ensure a smooth transition, please set up TD Ameritrade credentials via AdvisorClient.com in order update any information on your TD Ameritrade account(s) before the merger. 
  • You will have a new Schwab account number, so you will need to update any direct deposits or recurring payments that you have set up directly with your bank or other third parties. Any instructions set up on TD Ameritrade will transfer over.

Stay informed and take the time before the transition to visit Schwab's Client Information Hub for further access to helpful resources regarding the merger: https://welcome.schwab.com/.

If you have additional questions regarding the transition from TD Ameritrade to Charles Schwab, please visit: https://welcome.schwab.com/alliance/faqs or call our office at 859-543-8188 and a member of our team would be happy to assist you.